Reality Compliance

Who We Are

Personalised Compliance Solutions for FCA-Authorised Firms

Reality Compliance was founded by Chris Yates in 2011 to provide practical, bespoke compliance support to FCA-authorised firms.

Having previously worked for one of the larger compliance providers, Chris recognised that many firms were frustrated by impersonal service and generic advice. Reality Compliance was established to offer something different: responsive, tailored support delivered by someone who understands the day-to-day challenges faced by advisory businesses.

We do more than identify issues and leave firms with a list of actions. We work alongside our clients, both remotely and onsite, helping them find practical solutions and supporting them through implementation to achieve positive outcomes for their business, their clients and their regulatory responsibilities.

We support a wide range of financial services firms and business models, drawing on extensive experience and relevant professional qualifications to provide proportionate, pragmatic guidance.

Reality Compliance also has significant experience in the review of defined benefit pension transfer advice. We regularly receive referrals from other compliance providers and provide extensive support to networks and firms operating in this highly complex area.

Reality Compliance is a member of the Association of Professional Compliance Consultants (APCC), the professional body representing independent compliance consultants operating within the UK financial services industry.

Meet the team
behind Reality Compliance

What our clients say

We are proud to have built long-standing relationships with many of the firms we support. Here’s what some of our clients have to say about working with Reality Compliance.

Discover how our services can support your firm

Discover how our services can support your firm. Drop us a message or give us a call, and a member of our team will get back to you.