Who We Are


Reality Compliance was founded by Chris Yates in 2011 and provides bespoke compliance and business services to firms directly authorised by the FCA.


Having previously worked for one of the larger compliance providers, Chris recognised there was an element of frustration for many firms and a clear need for a much more personal compliance service. We do not just leave firms with a list of action points. We will work closely with you, both onsite and remotely, to help you find solutions and then assist with their implementation.

We are happy to engage with all types of financial services firms and we hold the relevant qualifications to advise on all types of business.


Reality Compliance are pension transfer specialists. We receive referrals from other compliance providers and also provide compliance services to networks in this highly complex area.

 
 

Chris Yates

Director & Chartered Financial Planner

Chris began his compliance career on the personal pension review and now has 21 years experience in the industry. He is recognised as a pension specialist and is a Fellow of the Personal Finance Society.

Chris also founded Reality Paraplanning in 2014 and provides ongoing technical support to ensure their paraplanning services are up to speed with FCA expectations.

Connect with Chris on Linked-in here.

© 2019 Reality Compliance Limited