Our Services

We offer bespoke compliance services to suit your particular needs. Our range of services have been designed to allow you to select the individual services you require.​

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Whilst ad hoc compliance servies are available, we generally work with firms on a regular basis so we can provide the level of service needed to ensure your firm is meeting the FCA's requirements and expectations.

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We do not charge membership fees and our charges are based purely on the services we provide to you.

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Our full range of services are detailed below.

Compliance Visits

Ad hoc visits or a regular visit programme are available

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Compliance are offered onsite or remote

Remote File Reviews

All types of business are reviewed (including pension transfers)

RegData Return

Completion assistance service

Documentation Review

Review, update & maintain

FCA Reviews/Visits

Full preparation prior to review/visit

Regulatory Updates

Regular summary of FCA changes

Skilled Person Reviews

Shadow service available

Paraplanning Services

Provided by Apex Paraplanning