We offer bespoke compliance services to suit your particular needs. Our range of services have been designed to allow you to select the individual services you require.
Whilst ad hoc compliance servies are available, we generally work with firms on a regular basis so we can provide the level of service needed to ensure your firm is meeting the FCA's requirements and expectations.
We do not charge membership fees and our charges are based purely on the services we provide to you.
Our full range of services are detailed below.
Ad hoc visits or a regular visit programme are available
Remote File Reviews
All types of business are reviewed (including pension transfers)
Completion assistance service
Review, update & maintain
Full preparation prior to review/visit
Regular summary of FCA changes
Skilled Person Reviews
Shadow service available
Provided by Apex Paraplanning