Our Services

We offer bespoke compliance services to suit your particular needs. Our range of services have been designed to allow you to select the individual services you require.​

Whilst ad hoc compliance servies are available, we generally work with firms on a regular basis so we can provide the level of service needed to ensure your firm is meeting the FCA's requirements and expectations.

We do not charge membership fees and our charges are based purely on the services we provide to you.

Our full range of services are detailed below.

 

Compliance Visits

Ad hoc visits or a regular visit programme are available

Remote File Reviews

All types of business are reviewed (including pension transfers)

GABRIEL Return

Completion assistance service

Documentation Review

Review, update & maintain

FCA Reviews/Visits

Full preparation prior to review/visit

Regulatory Updates

Regular summary of FCA changes

Skilled Person Reviews

Shadow service available

Paraplanning Services

© 2019 Reality Compliance Limited